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Walter Van Dorn


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New obligations for SEC regulated entities under SEC identity theft rules

USA - April 15 2013 Identity theft is a serious privacy and security problem that has escalated in recent years as more and more business functions move online. To keep...

Curtis Stefanak, Andy Roth, Matthew Dyckman.

SEC adopts pay ratio rule

USA - September 28 2015 The US Securities and Exchange Commission (SEC) has adopted a final rule to implement the requirement of Section 953(b) of the Dodd-Frank Wall Street...

Toni Weinstein, Jeffrey A. Baumel, Pamela Baker.

SEC eliminates ban against general solicitation under Rules 506 and 144A

USA - July 17 2013 The US Securities and Exchange Commission ("SEC") has adopted final rules implementing Section 201(a) of the Jumpstart Our Business Startups Act (the...

Roland S. Chase, Stephen Kudenholdt, Rani Doyle.

SEC proposes definition of "family office" to exclude "family office" from the definition of "investment adviser"

USA - November 12 2010 Advisers Act Rule Proposal on a Fast Track As required under the Dodd-Frank Act, the Securities and Exchange Commission has proposed new Rule 202(a)(11)(G)-1 to define a "family office" under the Investment Advisers Act of 1940 (the "Advisers Act")....

Ira Roxland, Michael E. Zolandz, Mike McNamara.

UAE public debt law the next steps

United Arab Emirates - April 23 2012 A draft federal law on public debt was approved by the Federal National Council on 28 December 2010....

David Cohen, Matthew Sapte, Paul Jarvis, Rebecca Houlgate.