Walter Van Dorn

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SEC proposes revised payment disclosure rules for companies engaged in resource extraction

USA - January 11 2016 The US Securities and Exchange Commission (the "SEC") has re-proposed Rule 13q-1 and an amendment to Form SD to implement Section 13(q) of the US…

Toni Weinstein, Cathy (Catherine) E. Wade, Anthony J. Cole, Marla Valdez

SEC adopts final rules for securities crowdfunding under Title III of the JOBS Act

USA - December 3 2015 The US Securities and Exchange Commission (SEC) has adopted Regulation Crowdfunding, a series of rules that implements the provisions of Title III of…

Steven L. Berson, Margaret H. Kavalaris, Ira L. Kotel, Brian Lee, Stafford Matthews

Landmark insider trading ruling may temper government's actions, but holders of confidential, non-public information should still be on guard

USA - October 8 2015 On October 5, 2015, the Supreme Court declined to hear the federal government's appeal in U.S. v. Newman, 773 F.3d 438 (2nd Cir. 2014), an insider…

George Kostolampros, George B. Newhouse, Jr., Glenn C. Colton, Stephen J. Senderowitz

SEC adopts pay ratio rule

USA - September 28 2015 The US Securities and Exchange Commission (SEC) has adopted a final rule to implement the requirement of Section 953(b) of the Dodd-Frank Wall Street…

Toni Weinstein, Pamela Baker, Jeffrey A. Baumel

SEC proposes executive compensation claw-back rules

USA - August 4 2015 The US Securities and Exchange Commission has proposed rules that would require issuers listed on US stock exchanges to adopt and disclose a policy…

Pamela Baker, Kris Miks, Martin J. Moderson, Ralph Shay