Thomas Dunn

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Tribunal backs market abuse finding

United Kingdom - January 15 2010 The Financial Services and Markets Tribunal has agreed FSA’s finding that Robin Chhabra, a (now former) research analyst, and his friend Sameer Patel committed market abuse.

CEBS consults on eligible instruments

European Union - December 23 2009 CEBS is consulting on implementation guidelines on capital instruments under Article 57(a) CRD.

CEBS consults on colleges

European Union - December 23 2009 CEBS is consulting on the operational functioning of colleges of supervisors.

FSA fines and bans director for lying

United Kingdom - December 23 2009 FSA has banned Simon Kuun, director of MEP Group Plc, and has fined him £75,000 and also banned his firm.

CEBS publishes large exposure guidelines

European Union - December 23 2009 CEBS has published several guidelines on large exposures.