United Kingdom - January 15 2010 The Financial Services and Markets Tribunal has agreed FSA’s finding that Robin Chhabra, a (now former) research analyst, and his friend Sameer Patel committed market abuse.
European Union - December 23 2009 CEBS is consulting on implementation guidelines on capital instruments under Article 57(a) CRD.
European Union - December 23 2009 CEBS is consulting on the operational functioning of colleges of supervisors.
United Kingdom - December 23 2009 FSA has banned Simon Kuun, director of MEP Group Plc, and has fined him £75,000 and also banned his firm.
European Union - December 23 2009 CEBS has published several guidelines on large exposures.