Roland S. Chase

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SEC eliminates ban against general solicitation under Rules 506 and 144A

USA - July 17 2013 The US Securities and Exchange Commission ("SEC") has adopted final rules implementing Section 201(a) of the Jumpstart Our Business Startups Act (the…

Walter Van Dorn, Rani Doyle, Stephen Kudenholdt

The JOBS Act: an update

USA - July 9 2013 Some of the initiatives under the JOBS Act have been suggested by market participants for many years in light of the significant changes to the…

Walter Van Dorn, Rani Doyle, Marc H. Mandel

Social media at the crossroads of securities law: a cautionary note

USA - December 13 2012 While social media has emerged as a powerful tool to connect with customers and shareholders, executives of publicly-traded companies should proceed with caution when communicating information about their company or its securities electronically, including through the use of social media.

Victor H. Boyajian, Walter Van Dorn, Andy Roth

SEC proposes roadmap for advertising in securities offerings

USA - September 10 2012 The US Securities and Exchange Commission ("SEC") has proposed rules eliminating the prohibition against general solicitation and general advertising in securities offerings exempt from SEC registration requirements under Rules 506 and 144A under the Securities Act of 1933 (the "Securities Act").

Walter Van Dorn, Matthew Dyckman, Stephen Kudenholdt

JOBS Act becomes law

USA - April 12 2012 On April 5, President Obama signed the Jumpstart Our Business Startups Act (or JOBS Act) into law, intending to facilitate initial public offerings (IPOs) and expand opportunities for raising private capital.

Victor H. Boyajian, Walter Van Dorn, Tom Hanley