Matthew Hodgson

Dentons

Articles

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I'm a commodity dealer – get me out of here!

European Union, USA - January 11 2012 This article focuses on the MiFID proposals, and compares its extra-territorial provisions with those in Dodd-Frank.

Jeffrey H. Koppele

FSA makes new CASS rules

United Kingdom - January 27 2012 FSA has made new rules which make changes to its Client Assets Sourcebook in respect of custody liens.

Is your client money protected? The implications of Global Trader

United Kingdom - July 16 2009 The judgment in Global Trader Europe Limited delivered on 24 March 2009 will be of great interest to those firms who either hold "client money" or seek the protection of the client money regime.

Luxembourg refuses application

Luxembourg, United Kingdom - September 2 2011 The Luxembourg regulator has announced its refusal to grant a licence to ARM Asset Backed Securities SA (ARM).

CEO jailed for misleading statements

United Kingdom - July 1 2011 SFO has announced that the former chief executive of an AIM-listed company has been jailed for one year and disqualified from acting as a company director for five years.