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Financial Regulatory Developments 17th January - European Securities and Markets Authority (ESMA)

European Union - January 17 2014 ESMA has written to the Commission asking for a postponement of the deadline for submitting the four RTSs that the Omnibus II Directive requests from…

Juan Jose Manchado

TOD review published in OJEU

European Union - November 8 2013 The Directive amending the Transparency Obligations Directive (TOD) has now been published in the Official Journal of the EU (OJEU). (Source: TOD…

David Cohen

ESMA updates prospectus FAQs

European Union - November 1 2013 ESMA has updated its set of questions and answers on the Prospectus Directive. There are some new questions, mainly on proportionate disclosure, and…

David Cohen

Council adopts TOD update

European Union - October 25 2013 The Council has adopted a review of the Transparency Obligations Directive (TOD), which introduces proportionality, disclosure of corporate ownership…

David Cohen

Commission makes prospectus disclosure regulation

European Union - August 16 2013 The Commission made a Delegated Regulation on 30 April, amending requirements under the Prospectus Regulation relating to disclosure and convertible…

David Cohen