United Kingdom - March 19 2019
Banks, insurers and enhanced solo-regulated firms that will become subject to the Senior Managers and Certification Regime (SMCR) (Affected Firms)...
Daren Allen, Celyn Armstrong.
United Kingdom - March 4 2019
Introduction and background In a recently published decision notice, the FCA has proposed to fine Mohammad Ataur Rahman Prodhan, the former CEO of...
Daren Allen, Celyn Armstrong.
United Kingdom - April 3 2018
The FCA has published its Approach to Enforcement document, one of a series of documents seeking to articulate its "Mission". Much of the Approach...
Celyn Armstrong.
United Kingdom - March 20 2018
In a Final Notice that showcases the importance the FCA places on the role of Chair, the FCA has banned former Co-op Bank Chair Paul Flowers from the...
Celyn Armstrong.
United Kingdom - January 30 2018
The SMCR for banks has now been in place for almost two years, but only a few months after it was implemented, statutory amendments were made to allow...
Celyn Armstrong, Craig Neilson, Alexandra Doucas.
