Kam Dhillon

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Financial Regulatory Developments 5 June - Financial Conduct Authority (FCA)

United Kingdom - June 5 2015 FCA has written to firms' remuneration committee Chairs in proportionality level 1 on embedding ex-post performance adjustment (malus) within their…

Ryan Carthew, Josie Day, Tom Harkus, Michael Wainwright

Financial Regulatory Developments 22 May - Official Journal of the European Union (OJEU)

European Union - May 22 2015 The Regulation on interchange fees for card-based payment transactions has been published in the OJEU. (Source: Regulation on Interchange Fees for…

Josie Day, Alex Haffner

Financial Regulatory Developments 15 May - European Securities and Markets Authority (ESMA)

European Union - May 15 2015 ESMA has written to the Commission, suggesting there may be a delay in finalising several RTS under the revised Markets in Financial Instruments…

Josie Day, Tom Harkus, Luca Salerno

Financial Regulatory Developments 2 April - Hedge Funds Standards Board (HFSB)

United Kingdom - April 2 2015 HFSB is consulting on how to improve disclosure of conflicts of interest to investors. It asks for comments by 12 June. (Source: HFSB Consults on…

Financial Regulatory Developments 2 April - Prudential Regulation Authority (PRA)

United Kingdom - April 2 2015 In conjunction with the consultations discussed under FCA above, PRA is consulting on how it intends to apply the Senior Insurance Managers Regime…

Tom Harkus, Juan Jose Manchado, Michael Wainwright