Josie Day
Dentons
Articles
Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)
United Kingdom - April 4 2014 FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt…
HMRC updates FATCA pages
United Kingdom - August 16 2013 HMRC has updated its website page on the UK Foreign Account Tax Compliance Act (FATCA) to take account of the most recent UK regulations. The…
ESMA updates EMIR Q&A on LEI
European Union - October 25 2013 EMIR has updated its question on the use of the Legal Entity Identifier (Lei) in relation to compliance with EMIR. It says that, to identify…
Financial Regulatory Developments 14 March - Financial Conduct Authority (FCA)
United Kingdom - March 14 2014 FCA has made its final rules on crowdfunding following its consultation. It has taken forward most of its proposals and made changes to several parts…
Howard Cohen, Andrew Barber, Juan Jose Manchado, Michael Wainwright
Financial Regulatory Developments 3rd January - European Banking Authority (EBA)
European Union - January 3 2014 EBA is consulting on a draft Regulatory Technical Standard (RTS) on the minimum monetary amount of Professional Indemnity Insurance (PII) or similar…
