Josie Day
Dentons
Articles
Financial Regulatory Developments 12 June -Financial Conduct Authority (FCA)
United Kingdom - June 12 2015 FCA has fined three members of Lloyds Banking Group a record retail fine of £117 million for failing to treat customers fairly in their handling of…
Felicity Ewing, Katharine Harle, Nicholas Ralph, Michael Wainwright
Financial Regulatory Developments 13 March - European Banking Authority (EBA)
European Union - March 13 2015 EBA has published its advice to the Commission on the resolution framework for EU banks. The advice and supporting papers look at : the definition of…
Financial Regulatory Developments 31 July - Financial Conduct Authority (FCA)
United Kingdom - July 31 2015 FCA has made new rules: extending the "next business day rule", that allows firms to handle complaints less formally, without sending a final…
Financial Regulatory Developments 31 January - Financial Conduct Authority (FCA)
United Kingdom - January 31 2014 In the latest fine against banks for systems and controls failings in anti-money laundering (AML) procedures, FCA has fined Standard Bank PLC £7,640…
Financial Regulatory Developments 23 January - Financial Conduct Authority (FCA)
United Kingdom - January 23 2015 FCA has published a consultation paper on the new competition powers it will have from 15 April. From that date FCA will regulate competition…
Kam Dhillon, Alex Haffner, Juan Jose Manchado, Michael Wainwright
