Results 1 to 5 of 28

Financial Regulatory Developments 12 December - Bank for International Settlements(BIS)/Basel Committee

Global, USA - December 12 2014 Alongside the RCAP report on the EU (see above), Basel published its RCAP report on the US' compliance with Basel III. It evaluated the US against…

Giorgio Bovenzi, Michael Wainwright

New York's proposed "BitLicense" regulations mark new territory for virtual currencies

USA - July 23 2014 In a move widely seen as inevitable, the New York Department of Financial Services (NYDFS) has released draft regulations for the establishment of a…

Andrew Blair, Andy Roth

SEC (OCIE) Cybersecurity Initiative

USA - May 12 2014 The US Securities and Exchange Commission's (SEC) Office of Compliance Inspections and Examinations (OCIE) has issued a National Exam Program Risk…

Walter Van Dorn, Andy Roth, Curtis Stefanak

US Treasury Department releases latest round of FATCA guidance

USA - November 1 2013 Notice 2013-69 provides new information, particularly for foreign financial institutions, on how to implement and comply with the new reporting…

John L. Harrington, Jeffrey H. Koppele, Marc D. Teitelbaum

US government announces 6-month delay in certain FATCA rules

USA - July 15 2013 Recognizing the practical and logistical problems faced by US withholding agents and foreign financial institutions ("FFIs"), and the uncertainty…

John L. Harrington, Jeffrey H. Koppele, Marc D. Teitelbaum