Daren Allen

Court of Appeal dismisses appeal in Property Alliance Group v. RBS

United Kingdom - March 2 2018 The Court of Appeal has dismissed the appeal brought by Property Alliance Group Limited (PAG) concerning allegations against The Royal Bank of...

Richard Caird, Thomas Leyland.

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Regulatory Developments: Complaints in relation to the FCA

USA, United Kingdom - January 16 2018 The Upper Tribunal dismissed an application for disclosure of materials relating to the FCA's internal decision-making processes around initiating and...

Adrian Magnus, Celyn Armstrong, Craig Neilson, Katharine Harle, Michael Wainwright.

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Regulatory Developments: Other developments

United Kingdom, European Union - January 16 2018 The FCA published final rules (in COBS 11A.2) to prohibit UK firms from including restrictive clauses in written agreements with their clients...

Adrian Magnus, Celyn Armstrong, Craig Neilson, Katharine Harle, Michael Wainwright.

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Regulatory Developments: Advice and customer understanding

United Kingdom - January 16 2018 In this Consultation Paper, the FCA consults on changes to COBS 19 designed to secure better outcomes for those affected by the pensions freedoms...

Adrian Magnus, Celyn Armstrong, Craig Neilson, Katharine Harle, Michael Wainwright.

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Regulatory Developments: Senior managers regime, certification regime and conduct rules (SMCR)

United Kingdom - January 16 2018 Individual Accountability: Extending the Senior Managers & Certification Regime to all FCA firms, and extending the SMCR to Insurers Consultation...

Adrian Magnus, Celyn Armstrong, Craig Neilson, Katharine Harle, Michael Wainwright.

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