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Six weeks to go: frequently asked questions on the new conduct rules breaches report

United Kingdom - September 18 2020 All authorised firms must notify the FCA, by the end of October, of certain Disciplinary action taken against their staff. We seek to answer some of…

Celyn Armstrong, Katharine Harle.

Regulators give evidence on IT and systems failures

United Kingdom - August 12 2019 Representatives of the Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA) and the Bank of England recently gave evidence to the…

Celyn Armstrong, Jonathan Garforth, Katharine Harle, Tristan Jonckheer.

Operational resilience: the FCA's review of business continuity planning

United Kingdom - August 1 2019 The FCA has published its findings from a recent review of business continuity planning (BCP) among small and medium-sized retail banks, payments…

Andy Lucas, Jonathan Garforth, Tristan Jonckheer.

Fetters on contractual discretion

United Kingdom - January 16 2018 BHL was successful in its claim against Leumi ABL Limited (Leumi) on the basis that Leumi had not been entitled to charge a collection fee of 15 per…

Clare Stothard, Felicity Ewing, Kerry Talbot, Steven Mills, Thomas Leyland.

Unfair relationships under the Consumer Credit Act 1974

United Kingdom - January 16 2018 In this case, the High Court considered: (1) whether the claimant (the Bank) was estopped from exercising its right to demand repayment and enforce…

Clare Stothard, Felicity Ewing, Kerry Talbot, Steven Mills, Thomas Leyland.