Craig Neilson
Dentons
Articles
Regulatory update
European Union, United Kingdom - January 18 2021 Brexit briefly managed to dislodge COVID-19 from the headlines during the holiday period as the long-awaited end of the transition period was…
Money laundering update: HMRC bares its teeth in relation to MSBs
United Kingdom - January 12 2021 For a number of years the Financial Conduct Authority (FCA) has dominated the headlines when handing out significant penalties for firms that have…
Combatting tax evasion and bribery in the new normal
United Kingdom - October 6 2020 You are an online retail business. In some parts of the country, you use local logistics firms to deliver goods to your customers. One of those firms…
Six weeks to go: frequently asked questions on the new conduct rules breaches report
United Kingdom - September 18 2020 All authorised firms must notify the FCA, by the end of October, of certain Disciplinary action taken against their staff. We seek to answer some of…
Asset Management Newsletter - Summer 2020: Regulatory update
United Kingdom - July 22 2020 Clearly, the COVID-19 crisis has had an impact on the plans of financial regulators across the world. In the UK, the FCA and PRA have both postponed…
