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Celyn Armstrong


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CP194 - the long-awaited FCA proposals on treatment of the legal function under SMCR

United Kingdom - March 19 2019 Banks, insurers and enhanced solo-regulated firms that will become subject to the Senior Managers and Certification Regime (SMCR) (Affected Firms)...

Daren Allen, Katharine Harle.

Senior manager learning points from FCA decision notice against Sonali Bank CEO

United Kingdom - March 4 2019 Introduction and background In a recently published decision notice, the FCA has proposed to fine Mohammad Ataur Rahman Prodhan, the former CEO of...

Daren Allen, Katharine Harle.

FCA sets out its Approach to Enforcement

United Kingdom - April 3 2018 The FCA has published its Approach to Enforcement document, one of a series of documents seeking to articulate its "Mission". Much of the Approach...

Katharine Harle.

Former Co-operative Bank Chair Paul Flowers banned from the financial services industry

United Kingdom - March 20 2018 In a Final Notice that showcases the importance the FCA places on the role of Chair, the FCA has banned former Co-op Bank Chair Paul Flowers from the...

Katharine Harle.

Is it all getting a bit out of hand? FCA Consultation Paper 1740 on transitioning FCA firms and individuals to the Senior Managers and Certification Regime (SMCR)

United Kingdom - January 30 2018 The SMCR for banks has now been in place for almost two years, but only a few months after it was implemented, statutory amendments were made to allow...

Craig Neilson, Alexandra Doucas, Katharine Harle.