Andrea C. Johnson

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The Canadian Securities Administrators commences the SEDAR+ Pilot Program

Canada - June 22 2022 In June 2022, the Canadian Securities Administrators (CSA) commenced the SEDAR+ Pilot Program (the Pilot), which will run from June until the end of…

Eric Lung, Diana Nakka, Scott Rozansky, Danny Wakeling, Ora Wexler, Bennett Wong

New capital raising platform - TSX Private Markets to help private companies raise money

Canada - November 15 2014 In efforts to facilitate access to capital for emerging companies, the TMX Group has now launched TSX Private Markets, a new business designed to…

Access to capital for small businesses: SEC adopts final rules to implement "Regulation A+" offering exemption under the JOBS Act

USA - July 31 2015 The new Regulation A oering exemption, which the SEC recently adopted under Title IV of the JOBS Act, has taken eect. The new rules, also known as…

Thoburn (Toby) B. Allan, Walter Van Dorn, Margaret H. Kavalaris, Marc H. Mandel, Ralph Shay

Canadian securities regulators propose amendments to enhance derivatives data reporting

Canada, Global - June 21 2022 On June 9, 2022, members of the Canadian Securities Administrators (CSA) published, for a 120-day comment period, a set of regulatory amendments…

Courtney R. Burton, Eric Lung, Scott Rozansky, Danny Wakeling, Ora Wexler, Bennett Wong

Crowdfunding in the UK: consultation on the regulation of crowdfunding

United Kingdom - December 5 2013 The Financial Conduct Authority (FCA) in the UK released a consultation paper outlining its proposed direction for consumer credit activities. This…

Gillian Carter