Michael L. Hermsen

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2018 SEC Filing Deadlines and Financial Statement Staleness Dates

USA - November 29 2017 Based on December 31, 2017 fiscal year end. Dates reflect filing deadlines in light of weekends and federal holidays (Securities Exchange Act Rule…

Jennifer J. Carlson, Laura D. Richman, Robert F. Gray, Jr..

Preparing for the Annual Shareholders Meeting: Five Practical Matters US Public Companies Should Consider Now

USA - January 28 2016 By now, public companies should be actively engaged in preparing for their upcoming annual meeting of shareholders. Significant corporate resources…

Andrew J. Stanger, Laura D. Richman, Robert F. Gray, Jr..

SEC Adopts T+2 Settlement Cycle for Securities Transactions

USA - March 29 2017 On March 22, 2017, the US Securities and Exchange Commission approved shortening the standard settlement cycle for most broker-dealer securities…

Debra Hoffman, Edward S. Best, Jodi A. Simala, John P. Berkery, Laura D. Richman, Philip J. Niehoff, Robert F. Gray, Jr..

10 Tips for Upcoming Annual Shareholder Meetings

Australia, USA - March 28 2018 With spring beginning, many public companies are getting ready for their annual shareholder meetings. Here are some tips to consider as part of the…

Anna T. Pinedo, David S. Bakst, Laura D. Richman, Robert F. Gray, Jr..

Three things US Audit Committee members should consider now

USA - September 11 2014 Audit Committees have seen their responsibilities increase dramatically in 2014. Additionally, they have also faced increased regulatory scrutiny…

Brian Massengill, David S. Bakst, Edward S. Best, James B. Carlson, John P. Berkery.