USA - December 29 2020
In its 2019 Concept Release on Harmonization of Securities Offerings, the US Securities and Exchange Commission (SEC) included a section requesting…
Anna T. Pinedo, Laura D. Richman, Christina M. Thomas
USA - December 28 2020
In its 2019 Concept Release on Harmonization of Securities Offerings, the US Securities and Exchange Commission (SEC) included a section requesting…
Anna T. Pinedo, Laura D. Richman, Christina M. Thomas
USA - December 2 2020
On November 24, 2020, the US Securities and Exchange Commission (SEC) proposed for comment amendments to Rule 701 under the Securities Act of 1933…
Ryan J. Liebl, Anna T. Pinedo, Laura D. Richman, Christina M. Thomas
USA - November 24 2020
On November 19, 2020, the US Securities and Exchange Commission (SEC) continued its recent efforts to modernize and simplify certain financial…
Phyllis G. Korff, Laura D. Richman, David A. Schuette, Christina M. Thomas
USA - November 19 2020
The US Securities and Exchange Commission (SEC) has amended Regulation S-T and the EDGAR Filer Manual to permit the use of electronic signatures for…
Robert F. Gray, Jr., Laura D. Richman, Christina M. Thomas