Michael L. Hermsen

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Proposed Amendments to Rule 144

USA - December 29 2020 In its 2019 Concept Release on Harmonization of Securities Offerings, the US Securities and Exchange Commission (SEC) included a section requesting…

Anna T. Pinedo, Christina M. Thomas, Laura D. Richman.

Proposed Amendments to Rule 144

USA - December 28 2020 In its 2019 Concept Release on Harmonization of Securities Offerings, the US Securities and Exchange Commission (SEC) included a section requesting…

Anna T. Pinedo, Christina M. Thomas, Laura D. Richman.

Proposed Amendments to Rule 701 and Form S-8; Proposed Temporary Rule for Certain Equity-Based Compensation Grants

USA - December 2 2020 On November 24, 2020, the US Securities and Exchange Commission (SEC) proposed for comment amendments to Rule 701 under the Securities Act of 1933…

Anna T. Pinedo, Christina M. Thomas, Laura D. Richman, Ryan J. Liebl.

SEC Adopts Significant Changes to MD&A and Related Disclosures

USA - November 24 2020 On November 19, 2020, the US Securities and Exchange Commission (SEC) continued its recent efforts to modernize and simplify certain financial…

Christina M. Thomas, David A. Schuette, Laura D. Richman, Phyllis G. Korff.

SEC Adopts Rules to Facilitate Electronic Submission of Documents

USA - November 19 2020 The US Securities and Exchange Commission (SEC) has amended Regulation S-T and the EDGAR Filer Manual to permit the use of electronic signatures for…

Christina M. Thomas, Laura D. Richman, Robert F. Gray, Jr..