Martín M. Estrada

Mayer Brown

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REVERSEinquiries, Volume 2, Issue 8

USA - August 27 2019 The Financial Industry Regulatory Authority, Inc. (“FINRA”) has again released proposed revisions to FINRA Rule 5110 (Corporate Financing Rule -...

Anna T. Pinedo, Bradley Berman, Gonzalo Go, Marla L. Matusic.

Bills Promoting Board Diversity Advance in Congress

USA - July 30 2019 Earlier this month, the U.S. House Financial Services Committee passed, with overwhelming bi-partisan support, three bills to promote gender, racial...

Reverse Inquiries Volume 2, Issue 5

USA - May 22 2019 The Financial Industry Regulatory Authority, Inc. ("FINRA") has been quite clear on its views of "nontraditional exchange traded products," such as...

Anna T. Pinedo, Bradley Berman, Gonzalo Go, Marla L. Matusic, Milena Muradian.

SEC Informal Guidance Scrutinized by Commissioner and Subject to OMB Memo

USA - May 1 2019 On April 8, 2019, Commissioner Hester Peirce of the Securities and Exchange Commission (“SEC”) delivered a speech entitled “SECret Garden” at the...

“Ban Conflicted Trading Act” Referred to Senate Committee

USA - January 8 2019 In December 2018, Bill 3718 (the “Bill”) was introduced in the Senate and referred to Committee...