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US Securities and Exchange Commission Division of Examinations 2022 Exam Priorities

USA - April 14 2022 On March 30, 2022, the Division of Examinations of the US Securities and Exchange Commission (the “Division” and “SEC,” respectively) announced its…

Steffen Hemmerich, Adam D. Kanter, Wonji L. Kim, Peter M. McCamman, Stephanie M. Monaco, Anna T. Pinedo, Stephen Vogt

US SEC Cyber Risk Management Proposed Rules: Analysis for Investment Advisers, Investment Companies, BDCs and Broader Implications for Private Sector

USA - April 13 2022 On February 9, 2022, the Securities Exchange Commission (“SEC” or “Commission”) voted 3-1 to propose rules, forms and amendments concerning…

Rajesh De, Adam D. Kanter, Vivek K. Mohan, Joshua M. Silverstein, David A. Simon, Christina M. Thomas, Jennifer L. Weinberg

SEC Proposes a “Sea Change” Set of New Rules Applicable to SPACs and Other Market Participants

USA - April 4 2022 On March 30, 2022, the Securities and Exchange Commission (the "SEC") proposed new rules and amendments to existing rules and forms (the "Proposed…

John R. Ablan, Edward S. Best, Philip O. Brandes, Brian Massengill, Anna T. Pinedo, Christina M. Thomas

US SEC Includes “Greenwashing” in Its Examination Priorities for the First Time

USA - April 1 2022 In its 2022 Examination Priorities, issued on March 30, 2022, the Division of Examinations (“Division”) of the United States Securities and Exchange…

J. Paul Forrester, Christina M. Thomas

SEC Proposal Significantly Impacts Private Fund Advisers and Investors

USA - February 25 2022 On February 9, 2022, the US Securities and Exchange Commission (the "SEC") voted to propose a suite of new rules and amendments (the "Proposal") under…

Peter Y. Choung, Timothy M. Clark, J. Paul Forrester, Wendy Dodson Gallegos, Adam D. Kanter, Kristine M. Koren, Elizabeth McClain, Tram N. Nguyen, JoonBeom Pae