USA - April 14 2022
On March 30, 2022, the Division of Examinations of the US Securities and Exchange Commission (the “Division” and “SEC,” respectively) announced its…
Steffen Hemmerich, Adam D. Kanter, Wonji L. Kim, Peter M. McCamman, Stephanie M. Monaco, Anna T. Pinedo, Stephen Vogt
USA - April 13 2022
On February 9, 2022, the Securities Exchange Commission (“SEC” or “Commission”) voted 3-1 to propose rules, forms and amendments concerning…
Rajesh De, Adam D. Kanter, Vivek K. Mohan, Joshua M. Silverstein, David A. Simon, Christina M. Thomas, Jennifer L. Weinberg
USA - April 4 2022
On March 30, 2022, the Securities and Exchange Commission (the "SEC") proposed new rules and amendments to existing rules and forms (the "Proposed…
John R. Ablan, Edward S. Best, Philip O. Brandes, Brian Massengill, Anna T. Pinedo, Christina M. Thomas
USA - April 1 2022
In its 2022 Examination Priorities, issued on March 30, 2022, the Division of Examinations (“Division”) of the United States Securities and Exchange…
J. Paul Forrester, Christina M. Thomas
USA - February 25 2022
On February 9, 2022, the US Securities and Exchange Commission (the "SEC") voted to propose a suite of new rules and amendments (the "Proposal") under…
Peter Y. Choung, Timothy M. Clark, J. Paul Forrester, Wendy Dodson Gallegos, Adam D. Kanter, Kristine M. Koren, Elizabeth McClain, Tram N. Nguyen, JoonBeom Pae