Leslie S. Cruz
Mayer Brown
Articles
US Securities and Exchange Commission Division of Examinations 2022 Exam Priorities
USA - April 14 2022 On March 30, 2022, the Division of Examinations of the US Securities and Exchange Commission (the “Division” and “SEC,” respectively) announced its…
Steffen Hemmerich, Adam D. Kanter, Wonji L. Kim, Peter M. McCamman, Stephanie M. Monaco, Anna T. Pinedo, Stephen Vogt
US SEC Cyber Risk Management Proposed Rules: Analysis for Investment Advisers, Investment Companies, BDCs and Broader Implications for Private Sector
USA - April 13 2022 On February 9, 2022, the Securities Exchange Commission (“SEC” or “Commission”) voted 3-1 to propose rules, forms and amendments concerning…
Rajesh De, Adam D. Kanter, Vivek K. Mohan, Joshua M. Silverstein, David A. Simon, Christina M. Thomas, Jennifer L. Weinberg
SEC Proposes a “Sea Change” Set of New Rules Applicable to SPACs and Other Market Participants
USA - April 4 2022 On March 30, 2022, the Securities and Exchange Commission (the "SEC") proposed new rules and amendments to existing rules and forms (the "Proposed…
John R. Ablan, Edward S. Best, Philip O. Brandes, Brian Massengill, Anna T. Pinedo, Christina M. Thomas
US SEC Includes “Greenwashing” in Its Examination Priorities for the First Time
USA - April 1 2022 In its 2022 Examination Priorities, issued on March 30, 2022, the Division of Examinations (“Division”) of the United States Securities and Exchange…
SEC Proposal Significantly Impacts Private Fund Advisers and Investors
USA - February 25 2022 On February 9, 2022, the US Securities and Exchange Commission (the "SEC") voted to propose a suite of new rules and amendments (the "Proposal") under…
Peter Y. Choung, Timothy M. Clark, J. Paul Forrester, Wendy Dodson Gallegos, Adam D. Kanter, Kristine M. Koren, Elizabeth McClain, Tram N. Nguyen, JoonBeom Pae
