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SEC Adopts Amendments to Rule 10b5-1's Affirmative Defense to Insider Trading Liability & Related Disclosures

USA - December 19 2022 On December 14, 2022, the Securities and Exchange Commission (the "SEC") unanimously adopted amendments (the "amendments") to Rule 10b5-1 under the…

John R. Ablan, Edward S. Best, Jennifer J. Carlson, Kwaku D. Osebreh, Anna T. Pinedo, David A. Schuette

SEC Votes to Adopt Amendments to Rule 10b5-1 and Related Disclosure Amendments

USA - December 14 2022 At today’s open meeting, the Securities and Exchange Commission voted to approve amendments to Rule 10b5-1 under the Securities Exchange Act of 1934…

John R. Ablan, Kwaku D. Osebreh, Anna T. Pinedo

2023 SEC Filing Deadlines and Financial Statement Staleness Dates

USA - December 13 2022 If the Form 10-K incorporates Part III information from the proxy statement, either the proxy statement must be filed by May 1 (120 days after fiscal…

John R. Ablan, Jennifer J. Carlson, Kwaku D. Osebreh, Naté Simmons

SEC Reopens Share Repurchase Disclosure Modernization Comment Period

USA - December 9 2022 On December 7, 2022, the US Securities and Exchange Commission (SEC) issued a release (New Reopening Release), reopening the comment period on the…

2023 US Proxy and Annual Reporting Season: Let the Preparations Begin!

USA - September 22 2022 With the calendar just turning to Autumn, the proxy and annual reporting season may seem a long way off. However, in light of the amount of work and…

Jennifer J. Carlson, David A. Schuette