Laura D. Richman

The SEC Speaks in 2020: Division of Corporation Finance

USA - October 9 2020 On October 8, 2020, the staff of the SEC’s Division of Corporation Finance spoke at PLI’s The SEC Speaks in 2020 program, providing insights on recent...

2021 Proxy and Annual Report Season: Time to Prepare

USA - September 29 2020 Preparations are key to a successful proxy and annual report season, and autumn is not too early to begin. While work on proxy statements, annual...

Michael L. Hermsen, Robert F. Gray, Jr., Anna T. Pinedo, David A. Schuette.

SEC Amends Shareholder Proposal Rule

USA - September 28 2020 On September 23, 2020, the US Securities and Exchange Commission (SEC) adopted amendments to Rule 14a-8 promulgated under the Securities Exchange Act...

Michael L. Hermsen, Christine M. McDevitt (Shepard), David A. Schuette.

SEC Amends Rule 14a-8

USA - September 23 2020 On September 23, 2020, the Securities and Exchange Commission adopted amendments to Exchange Act Rule 14a-8, the shareholder-proposal rule, which we...

Christine M. McDevitt (Shepard).

SEC Amends Business, Legal Proceedings and Risk Factor Disclosures

USA - August 31 2020 On August 26, 2020, the US Securities and Exchange Commission (SEC) adopted amendments to Regulation S-K that are intended to modernize business...

Michael L. Hermsen, Robert F. Gray, Jr., Thomas Kollar, Anna T. Pinedo, Jason T. Elder, David A. Schuette.