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2022 SEC Filing Deadlines and Financial Statement Staleness Dates

USA - January 3 2022 If the Form 10-K incorporates Part III information from the proxy statement, either the proxy statement must be filed by May 2 (120 days after fiscal…

John R. Ablan, Jennifer J. Carlson, Kwaku D. Osebreh, Christina M. Thomas

SEC Proposes New Share Repurchase Disclosure Rules

USA - December 20 2021 On December 15, 2021, the U.S. Securities and Exchange Commission (the "SEC") issued proposed amendments (the "Proposed Amendments") to its existing…

Jennifer J. Carlson, Gonzalo Go, Marc Leong, Anna T. Pinedo, Christina M. Thomas

SEC Proposes Amendments to Rule 10b5-1’s Affirmative Defense to Insider Trading Liability

USA - December 17 2021 On December 15, 2021, the Securities and Exchange Commission (the "SEC") proposed amendments (the "proposal") to Rule 10b5-1 under the Securities…

John R. Ablan, Jonathan H. Pacheco, Anna T. Pinedo

SEC Proposes To Rescind Recently Adopted Proxy Voting Advice Rules

USA - November 30 2021 The US Securities and Exchange Commission (the "SEC" or the "Commission") proposed changes to the proxy solicitation rules on November 17, 2021. The…

Christina M. Thomas

SEC Adopts Universal Proxy Rules

USA - November 23 2021 On November 17, 2021, the US Securities and Exchange Commission (SEC) adopted mandatory universal proxy rules that will apply for all contested…

David A. Schuette, Christina M. Thomas