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Other States Join California in Passing (and Others Are Trying to Pass) Stricter Data Privacy and Security Legislation

USA - August 7 2019 While most companies are squarely focused on the California Consumer Privacy Act (CCPA), 2019 has seen other major developments on data privacy and...

Mickey Leibner, Rajesh De, Kendall C. Burman, Joshua M. Silverstein, David A. Simon, Lisa V. Zivkovic, Howard W. Waltzman, Lei Shen.

Federal Reserve Proposes Significant Revisions to Regulatory Control Rules

USA - May 2 2019 On April 23, 2019, the Board of Governors of the Federal Reserve System (the “Board”) approved a long-awaited proposal (the “Control Proposal” or...

Thomas J. Delaney, David R. Sahr, J. Paul Forrester, Donald S. Waack, Elizabeth A. Raymond, Matthew Bisanz.

SEC’s OCIE Issues Risk Alert for Investment Adviser and Broker-Dealer Compliance Issues Related to Regulation S-P

USA - April 30 2019 On April 16, 2019, the staff from the Office of Compliance Inspections and Examinations (the “OCIE”) of the US Securities and Exchange Commission...

Peter M. McCamman, Adam D. Kanter, Matthew Bisanz.

Federal Reserve Issues Tailoring Proposals for Foreign Banking Organizations and Resolution Planning Requirements

USA - April 19 2019 N April 8, 2019, the Board of Governors of the Federal Reserve System (“FRB”) issued proposals to tailor (i) the enhanced prudential standards that...

Thomas J. Delaney, David R. Sahr, Donald S. Waack, Matthew Bisanz.

House Takes First Step to Open Banking for Cannabis Companies

USA - April 4 2019 Legalization of certain cannabis-related activities by over 30 states has led to a surge in companies that grow and produce cannabis and related...

Thomas J. Delaney, David L. Beam.