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Haukur Gudmundsson

Mayer Brown

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SEC Proposes Permanent Exemption from Rule 17g-5 for Certain Non-US Issuers

USA - September 26 2018 On September 26, 2018, the US Securities and Exchange Commission (SEC) proposed a permanent exemption from Rule 17g-5 (which causes an arranger of an...

Jan C. Stewart, J. Paul Forrester.

Lending to Series Limited Liability Companies: Subscription Credit Facility Considerations

USA - March 21 2018 As the private equity asset class continues to expand and private equity fund managers respond to demand by investors for ever-more bespoke products...

Kristin M. Rylko, Vincent R. Zuffante.

SEC adopts Rule 15Ga-2 and rule 17g-10 regarding disclosure of third-party due diligence services relating to asset-backed securities

USA - September 16 2014 On August 27, 2014, the Securities and Exchange Commission (the "SEC") adopted final rules applicable to nationally recognized statistical rating...

Amanda L. Baker, Chadwick A. Hoyt, Carol A. Hitselberger, J. Paul Forrester, Julie A. Gillespie.