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PCAOB Staff Guidance on Critical Audit Matters

USA - May 30 2019 In previous blog posts, we have discussed PCAOB Staff Guidance on the basics of critical audit matters (CAMs), the determination of CAMs and the...

Voluntary Compliance with New Mining Disclosure Rules Prior to Completion of EDGAR Reprogramming

USA - May 22 2019 On October 31, 2018, the Securities and Exchange Commission (the “SEC”) adopted new property disclosure requirements for mining company registrants...

Senator Warren’s Proposed Corporate Executive Accountability Act

USA - April 30 2019 On April 3, 2019, Sen. Elizabeth Warren introduced a new bill entitled the Corporate Executive Accountability Act that would allow negligent...

REVERSEinquiries, Structured and Market-linked Product News for Inquiring Minds

USA, United Kingdom, European Union - January 22 2019 In July 2018, the International Swaps and Derivatives Association, Inc. (“ISDA”) published a consultation (the “ISDA Consultation”) on options for...

Anna T. Pinedo, Bradley Berman, Gonzalo Go, Mingli Wu, Marla L. Matusic.

Reverse Inquiries, Volume 1, issue 8

USA - December 10 2018 In the Frequently Asked Questions section, all FINRA interpretive guidance on Rule 2210 (Communications with the Public) is organized and indexed in...

Anna T. Pinedo, Bradley Berman, Gonzalo Go, Mingli Wu, Marla L. Matusic.