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10 Tips for 10-Ks and Proxy Statements

USA, United Kingdom, European Union - January 3 2019 The SEC adopted “Disclosure Update and Simplification” amendments on August 17, 2018, which became effective on November 5, 2018...

Michael L. Hermsen, Robert F. Gray, Jr., Laura D. Richman, Anna T. Pinedo, Lawrence R. Hamilton, David S. Bakst, Paul C. de Bernier.


SEC Adopts Dodd-Frank Hedging Disclosure Rule

USA - December 27 2018 On December 18, 2018, the US Securities and Exchange Commission (SEC) adopted a final rule requiring companies to disclose their hedging policies and...

Michael L. Hermsen, Laura D. Richman, David S. Bakst.


SEC Staff Legal Bulletin No. 14J Provides Additional Shareholder Proposal Guidance

USA - October 30 2018 On October 23, 2018, the staff of the Division of Corporation Finance of the US Securities and Exchange Commission issued Staff Legal Bulletin No...

Michael L. Hermsen, Robert F. Gray, Jr., Laura D. Richman, David S. Bakst.


2019 Proxy and Annual Reporting Season: Let the Preparations Begin

USA - September 17 2018 It is already that time of year when public companies should be thinking about the 2019 proxy and annual reporting season. Advance planning greatly...

Michael L. Hermsen, Robert F. Gray, Jr., Laura D. Richman, Marjorie H. Loeb, Elizabeth A. Raymond, David S. Bakst.


SEC Updates Proxy Interpretations

USA - May 16 2018 On May 11, 2018, the staff of the Division of Corporation Finance (Staff) of the US Securities and Exchange Commission (SEC) issued compliance and...

Michael L. Hermsen, Laura D. Richman.