Christina M. Thomas

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President Trump Signs the HFCAA into Law Prompting SEC to Change Course

USA - December 22 2020 December 22, 2020 President Trump Signs the HFCAA into Law Prompting SEC to Change Course On December 18, 2020, President Trump signed the Holding…

Jason T. Elder, Thomas Kollar, Andrew Olmem

2022 Proxy and Annual Report Season: The Time to Get Started Is Now

USA - September 22 2021 Once again, it is time to prepare for the proxy and annual report season. There are many issues to take into consideration when crafting required…

Laura D. Richman, David A. Schuette

US SEC Announces the Creation of a Climate and ESG Task Force

USA - March 10 2021 The past few weeks have seen a flurry of ESG-related announcements coming from the US Securities and Exchange Commission (SEC) Acting Chair and staff…

Leslie S. Cruz, J. Paul Forrester, Andrew Olmem, Anna T. Pinedo

Congress Passes the “Holding Foreign Companies Accountable Act”

USA - December 8 2020 Foreign public companies listed in the United States may soon face delisting if their auditors cannot comply with US investor protection laws. On…

Andrew Olmem

US SEC Cyber Risk Management Proposed Rules: Analysis for Investment Advisers, Investment Companies, BDCs and Broader Implications for Private Sector

USA - April 13 2022 On February 9, 2022, the Securities Exchange Commission (“SEC” or “Commission”) voted 3-1 to propose rules, forms and amendments concerning…

Leslie S. Cruz, Rajesh De, Adam D. Kanter, Vivek K. Mohan, Joshua M. Silverstein, David A. Simon, Jennifer L. Weinberg