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SEC Request for Comment on “Information Providers”

USA - June 24 2022 On June 15, 2022, the Securities and Exchange Commission (the "SEC") issued a request for comment to "help determine which `information providers,'…

Adam D. Kanter, Marla L. Matusic, Stephanie M. Monaco, Anna T. Pinedo

REVERSEinquiries Newsletter Volume 5 Issue 2

USA - June 21 2022 On June 15, 2022, the US Securities and Exchange Commission (“SEC”) issued a request for comment to “help determine which ‘information providers,’…

Marc Leong, Anna T. Pinedo, G. Nicole Veru

What’s the Deal? - Structured Certificates of Deposit

USA - May 17 2022 Structured certificates of deposit are Financial Instruments representing a deposit of a specified amount of money for a fixed period of time. Unlike…

Ross S. Clements

SEC Proposes to Exorcise the Investment Grade Rating Exemption from Regulation M

USA - March 25 2022 The SEC, today, proposed amendments that would remove the investment grade rating exemptions from Rules 101(c)(2) and 102(d)(2) of Regulation M. The…

Federal LIBOR Legislation Signed Into Law; Amends Section 316(b) of the Trust Indenture Act of 1939

United Kingdom - March 16 2022 The "Economic Continuity and Stability Act," which includes as Division U the "Adjustable Interest Rate (LIBOR) Act," was enacted on March 15, 2022…

Jerry R. Marlatt, Anna T. Pinedo