Results 6 to 10 of 29

Hong Kong SFC Publishes Circular on Recent FATF Publications on Anti-Money Laundering and Counter-Financing of Terrorism

Hong Kong - March 28 2022 On 14 March 2022, the Securities and Futures Commission of Hong Kong (SFC) published a circular to Licensed Corporations (LCs) and Associated Entities…

Susanne J. Harris, Wei Na Sim, Charlene C. L. Wong

Hong Kong SFC’s New Rules on Bookbuilding & Placing Activities: What Intermediaries Need to Know

Hong Kong - February 18 2022 Hong Kong is an active market for initial public offerings (IPOs)1 and debt offerings2 . Bookbuilding and placing activities by…

Susanne J. Harris, Wei Na Sim, Charlene C. L. Wong

Hong Kong Court of First Instance Rules JFIU’s “No Consent Regime” Is beyond the Scope of Its Powers

Hong Kong - January 7 2022 On 30 December 2021, the Hong Kong Court of First Instance (CFI) issued its judgment in Tam Sze Leung and others v Commissioner of Police…

Raymond N. H. Chan, Susanne J. Harris, Wei Na Sim

First-Ever US Strategy on Countering Corruption Globally: Key Takeaways for Corporations to Match Enforcement's Increasingly Global, Integrated and Holistic Approach

Global, USA - December 10 2021 On December 6, 2021, the White House released the first-ever US Strategy on Countering Corruption (the "Strategy") and an accompanying Fact Sheet…

J. Gregory Deis, Liang Pu, Luís Inácio Lucena Adams, Sam Eastwood, James Ford, Juliet Gunev, Audrey L. Harris, Kelly B. Kramer, Michael N. Levy, Jason Linder, Marcia G. Madsen, Andrew Olmem, Gina M. Parlovecchio, Michel Sancovski, Joydeep Sengupta, Nicolette Kost De Sevres, Daniel L. Stein, Dr. Johannes Weichbrodt

Hong Kong SFC Unveils Consultation Conclusions on AML/CFT Guideline for Licensed Corporations

Hong Kong - September 30 2021 On 15 September 2021, Hong Kong’s Securities and Futures Commission (SFC) published its conclusions (the Consultation Conclusions) from last year's…

Bertha Y. M. Cheung, Susanne J. Harris