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Key Takeaways from Hong Kong's Money Laundering and Terrorist and Proliferation Financing Risk Assessment 2022

Hong Kong - August 12 2022 In July 2022, the Hong Kong Government published its second money laundering (ML) and terrorist financing (TF) risk assessment report, based on an…

Susanne J. Harris, Wei Na Sim, Charlene C. L. Wong

Hong Kong SFC's New Rules on Bookbuilding & Placing Activities Come into Effect - 5 August 2022

Hong Kong - August 3 2022 New requirements of the Code of Conduct for Persons Licensed by or Registered with the Hong Kong Securities and Futures Commission (SFC) on…

Susanne J. Harris, Wei Na Sim

Hong Kong SFC Publishes Circular on Recent FATF Publications on Anti-Money Laundering and Counter-Financing of Terrorism

Hong Kong - March 28 2022 On 14 March 2022, the Securities and Futures Commission of Hong Kong (SFC) published a circular to Licensed Corporations (LCs) and Associated Entities…

Susanne J. Harris, Wei Na Sim, Charlene C. L. Wong

Hong Kong SFC’s New Rules on Bookbuilding & Placing Activities: What Intermediaries Need to Know

Hong Kong - February 18 2022 Hong Kong is an active market for initial public offerings (IPOs)1 and debt offerings2 . Bookbuilding and placing activities by…

Susanne J. Harris, Wei Na Sim, Charlene C. L. Wong

Hong Kong Court of First Instance Rules JFIU’s “No Consent Regime” Is beyond the Scope of Its Powers

Hong Kong - January 7 2022 On 30 December 2021, the Hong Kong Court of First Instance (CFI) issued its judgment in Tam Sze Leung and others v Commissioner of Police…

Raymond N. H. Chan, Susanne J. Harris, Wei Na Sim