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Market abuse news - Summer 2018

Hong Kong - July 16 2018 On 17 May 2018, the Hong Kong Securities and Futures Commission (SFC) announced that it had reprimanded and fined the sole sponsor of Real Gold Mining...

Christopher Robinson, Tim Mak, Martina de Lind van Wijngaarden, Daniel Braun, Moritz Keller, Georgia Dawson, Enrico Castellani, Giuseppe Curtò, Aaron R. Marcu, Stephan Pachinger.


Can UK firms have their ethical cake and eat it?

United Kingdom - March 14 2018 According to the consensus of a selection of essayists writing in the FCA’s recent Discussion Paper on transforming culture, “yes”. The FCA considers...

Christopher Robinson, Melanie Fitzsimons.


FCA consults on Recognising Industry Codes and Extending Principle 5

United Kingdom - November 7 2017 The FCA has published a consultation paper on industry codes of practice and a discussion paper on FCA Principle 5 (CP 1737). The consultation...

Christopher Robinson, Emma Rachmaninov, Michael Raffan, James Smethurst, Sarah Parkes.


Market Abuse News - Summer 2017

USA, Austria, United Kingdom, China, Germany, Hong Kong - July 13 2017 In this issue for Summer 2017 we cover recent developments in legislation and the approach of regulators to the enforcement of market abuse in Asia...

Christopher Robinson, Tim Mak, Martina de Lind van Wijngaarden, Moritz Keller, Georgia Dawson, Stéphane Bénouville, Dimitri Lecat, Enrico Castellani, Giuseppe Curtò, Aaron R. Marcu, Stephan Pachinger.


Banking litigation on the horizon

United Kingdom - March 21 2017 There are a number of high profile banking cases coming to the High Court and appellate courts: we highlight a few of these as 'ones to watch' later...

Daren Hlaing, Christopher Robinson, Sarah Parkes.