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Insurance bulletin: FCA consults on extended SMCR

United Kingdom - July 26 2017 The FCA has published its proposals for extending the UK Senior Managers and Certification Regime (SMCR) to all financial services firms authorised...

George Swan, Priti Lancaster, David Rouch, James Smethurst, Michael Raffan, Lauren Honeyben, Emma Rachmaninov.


Intermediate EU parent undertaking for non-EU banking groups

European Union - December 5 2016 On 23 November 2016 the European Commission published a package of proposals amending the Capital Requirements Directive and associated Regulation...

Alexander Glos, Gunnar Schuster, David Rouch, James Smethurst, Sebastian Pitz, Michael Raffan.


The Securities Financing Transactions Regulation

European Union - November 25 2015 The Council of the EU formally adopted the Securities Financing Transactions Regulation (SFTR) on 16 November 2015, which will form part of the EU’s...

Alexander Glos, Raffaele Lener, David Rouch, James Smethurst, Michael Raffan.


PSD2: future-proofing payments in the EU?

European Union - October 30 2015 The original Payment Services Directive (PSD) was adopted in 2007. Since then, the retail payments market has experienced significant technical...

Claire Harrop, Adam Ryan, Natasha Good.


MiFID 2

European Union - March 25 2014 The MiFID revision comprises a recast Directive (MiFID 2) and a new Regulation (MiFIR). The texts of MiFID 2 and MiFIR were agreed by the European...

Alexander Glos, Raffaele Lener, David Rouch, James Smethurst, Michael Raffan.