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The intensity of regulatory scrutiny of AML and crypto-assets in the UK

European Union, United Kingdom - September 30 2020 As envisaged in its 2019/20 Business Plan, the Financial Conduct Authority (FCA) is consulting on proposals to extend its financial crime reporting…

Laura Feldman, Cyrus Pocha.

Regulators now expect action on UK financial services firms’ approach to managing climate risks

United Kingdom - July 6 2020 In a letter published on Wednesday this week, the Prudential Regulation Authority (PRA) has advised UK financial services firms that it expects them…

Anthea Bowater, Simon Orton.

COVID-19 and UK financial services firms: top 10 tips for senior managers

United Kingdom - March 31 2020 The COVID-19 crisis raises novel issues for Senior Managers at financial services firms. We set out our 10 top tips for how Senior Managers should…

Melanie Fitzsimons, Shona Hughes-Daly, Holly Insley, Emma Rachmaninov.

Climate change litigation: Where are the risks for financial services firms in the UK?

United Kingdom - March 4 2020 Until recently, global climate change litigation focussed on tort claims against energy companies and others whose activities are perceived to impact…

Anthea Bowater, Simon Orton, David Scott.

FCA business plan flags potential enforcement targets

European Union, United Kingdom - April 23 2019 The FCA has published its Business Plan for 2019/2020. Again, emphasis is placed on the FCA’s work to ensure an orderly transition post Brexit, but…