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Shareholders bring case against bank in relation to its climate commitments

Australia - September 3 2021 Shareholders in the Commonwealth Bank of Australia (CBA) have filed an application in the Federal Court of Australia to obtain documents relating to…

Anthea Bowater, Simon Orton.

Shareholders bring case against Australian bank in relation to its climate commitments

Australia - September 3 2021 Shareholders in the Commonwealth Bank of Australia (CBA) have filed an application in the Federal Court of Australia to obtain documents relating to…

Anthea Bowater, Simon Orton.

FCA business plan 2021/2022: Is the regulator set to continue its assertive streak?

United Kingdom - July 30 2021 The FCA has published its Business Plan for 2021/2022. This sets out its priorities for the coming financial year (and beyond) and is therefore an…

Laura Feldman, Sharon Grennan, Charles Mondelli, Emilio Salice.

FCA’s “Dear CEO” letter on AML failings at UK firms

United Kingdom - July 29 2021 The FCA has published a “Dear CEO” letter to retail banks on common control failings in AML frameworks (see here). The letter was sent on 22 May 2021…

Laura Feldman.

A landmark: First FCA criminal proceedings under the MLR 2007

United Kingdom - March 26 2021 Last week the FCA announced criminal proceedings against NatWest for alleged breaches of regulations 8(1), 8(3) and 14(1) of the Money Laundering…

Miryam Farrelly, Laura Feldman, Ben Morgan, Ali Sallaway.