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Update on COVID-19 in the financial services sector

USA - May 19 2020 We continue to monitor the key COVID-19-related developments in financial services regulation and litigation. Our thinking, and a summary of last…

Daniel Braun, Bruce Eric, Mark Goldberg, Valerie Ford Jacob, Meredith Kotler, Michael Levitt, Linda H. Martin, Olivia Radin, Jerome Ranawake, Brian Rance, Kimberly Zelnick

Market Abuse News - Summer 2017

Austria, China, Germany, Hong Kong, United Kingdom, USA - July 13 2017 In this issue for Summer 2017 we cover recent developments in legislation and the approach of regulators to the enforcement of market abuse in Asia…

Giuseppe Curtò, Stéphane Bénouville, Enrico Castellani, Georgia Dawson, Moritz Keller, Dimitri Lecat, Tim Mak, Simon Orton, Stephan Pachinger, Christopher Robinson, Martina de Lind van Wijngaarden

When hindsight isn’t good enough: compliance with the Bank Secrecy Act

USA - March 4 2015 FinCEN and the OCC's recent settlement with First National Community Bank of Dunmore, Pennsylvania (FNCB) illustrates US regulators' ever-increasing…

David Onorato, Olivia Radin, Benito Romano, Kimberly Zelnick

DOJ Announces Significant Corporate Enforcement Policy Changes

USA - November 2 2021 Last week, in a virtual keynote address delivered at the American Bar Association’s Annual Conference on White Collar Crime, Deputy Attorney General…

Eric Bruce, Jennifer Loeb, Olivia Radin, Adam Siegel, Kimberly Zelnick

US National Defense Authorization Act Imposes Significant New Obligations on Certain Reporting Companies and Global Financial Institutions

USA - January 4 2021 On January 1, 2021, the National Defense Authorization Act for Fiscal Year 2021 (NDAA) became law after Congress overrode President Trump's veto…

Daniel Braun, Mark Goldberg, Olivia Radin, Brian Rance, Kimberly Zelnick