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OFAC Amends and Reissues Somalia Sanctions Regulations, Adds Certain General Licenses

USA - May 12 2021 On April 28, 2021, the US Treasury Department’s Office of Foreign Assets Control (“OFAC”) issued a final rule amending and reissuing the Somalia…

Callie C. Lefevre, Eunkyung Kim Shin.

Biden Administration Revokes International Criminal Court Sanctions

USA - April 6 2021 On April 5, 2021, President Biden revoked Executive Order 13928 “Blocking Property of Certain Persons Associated with the International Criminal…

Daniel Andreeff, Lise S. Test.

United States: Preparing for upcoming exams - The intersection of SEC and FINRA 2021 priorities

USA - March 31 2021 On 1 February 2021, FINRA issued its 2021 Report on FINRA's Examination and Risk Monitoring Program ("FINRA Report") and a bit more than a month later…

A. Valerie Mirko, Amy J. Greer, Jennifer Connors, Jennifer L. Klass, Peter K.M. Chan.

US Government Sanctions Burmese Military Conglomerates, Issues Wind-down and Humanitarian General Licenses and Tightens Export Controls for Burma (Myanmar)

Myanmar, USA - March 26 2021 The US Government has imposed a series of sanctions against Myanmar Economic Corporation Limited (“MEC”) and Myanma Economic Holdings Public Company…

Alison J. Stafford Powell, Daniel Andreeff, Eunkyung Kim Shin, Ryan Poitras.

United States: Preparing for upcoming exams - The intersection of SEC and FINRA 2021 priorities

USA - March 15 2021 On 1 February 2021, FINRA issued its 2021 Report on FINRA's Examination and Risk Monitoring Program ("FINRA Report") and a bit more than a…

A. Valerie Mirko, Amy J. Greer, Jennifer Connors, Jennifer L. Klass, Peter K.M. Chan.