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“Will the Proxy Advisory Role be Changing? - SEC withdraws no-action letters from 2004”

USA - September 25 2018 Proxy advisors (e.g., Institutional Shareholder Services (“ISS”) and Glass, Lewis & Co (“Glass Lewis”)) have played a substantial role in the design...

Narendra Acharya, Victor Flores, Maura Ann McBreen.


Taking Stock of Grandfathered Compensation under Amended Code Section 162(m)

USA - September 6 2018 Now that we have had a couple of weeks to digest the IRS’s guidance in Notice 2018-68 on the Tax Cuts and Jobs Act’s (TCJA’s) amendments to Code...

Victor Flores.


SEC Increases Rule 701 Enhanced Disclosure Threshold and Seeks Comment on Rule 701 and Form S-8

USA - July 24 2018 On July 18, 2018, the Securities and Exchange Commission (SEC) amended Rule 701(e) of the Securities Act of 1933, increasing from $5 million to $10...

Ajay Athavale.


Global Equity Services: Clients & Friends Quarterly Newsletter JuneJuly 2018

Global - July 13 2018 The Global Equity Services "Clients & Friends Newsletter" addresses the latest developments related to the constantly evolving global patchwork of...

Barbara Klementz, Aimee Soodan, Nicole C. Calabro, Brian K. Wydajewski, Lindsay A. Minnis, Narendra Acharya, Denise M. Glagau.


SEC Provides Updated Guidance on Proxy Disclosures for Compensation Plan Proposals

USA - June 4 2018 On May 11th, the staff of the SEC’s Division of Corporation Finance issued 45 Compliance and Disclosure Interpretations (CDIs), replacing previously...