Rosanne Hooper

Baker McKenzie

Articles

Results 1 to 3 of 3


Financial Institutions and Fintechs: The UK Regulatory Top Ten Watch List for 2022

European Union, Global, United Kingdom - January 21 2022 As we finally emerge from the shadow of the pandemic in 2022 (albeit more slowly than hoped), regulators and policymakers have left emergency…

Philip Annett, Kimberly Everitt, Julian Hui, Caitlin McErlane, Shaneil Shah, Mark Simpson, Ben Thatcher, Sarah Williams

FCA publishes Decision Notice against former WorldSpreads CEO for market abuse

United Kingdom - July 7 2020 On 3 July 2020, the FCA published a Decision Notice against Conor Foley, former WorldSpreads CEO, proposing to fine him £658,900 for market abuse and…

Kimberly Everitt

Privilege in internal investigations: the ENRC battle rages on

United Kingdom - July 10 2018 Last year's High Court decision in SFO v ENRC caused widespread concern in the legal community as to a corporate's ability to claim litigation…

Oyindamola (Yindi) Gesinde, Joanna Ludlam, Jonathan Peddie, Charles M. Thomson