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Richard Powell

Baker McKenzie

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SM&CR for Insurers- A Crammer's Guide to Extending the Regime

United Kingdom - October 26 2018 Insurance firms now have a period of a few weeks until 10 December 2018 deadline to comply with the new Senior Manager & Certified Persons Regime...

Sarah Williams, Laura Pattison, Mark Simpson.


FCA Imposes Remedies after Asset Management Market Study - How Should You Respond?

United Kingdom - May 17 2018 In April 2018 the Financial Conduct Authority announced a package of measures to boost competition in the asset management sector. These important...

Arun Srivastava, Mark Simpson.


Financial Services - News on Enforcement & Cases

United Kingdom - April 23 2018 A headline development last month was the publication of the Financial Conduct Authority's paper detailing its Approach to Enforcement. This had been...

David McCarthy, Arun Srivastava, Mark Simpson.


Financial Services - News on Enforcement & Cases

United Kingdom - March 26 2018 In an otherwise quiet month (February) for FCA Enforcement, the UK's conduct regulator imposed a fine of almost £2 million on Vanquis Bank for...

David McCarthy, Arun Srivastava, Mark Simpson.


Financial Services - News on Enforcement & Cases

United Kingdom - March 18 2018 In an otherwise quiet month (February) for FCA Enforcement, the UK's conduct regulator imposed a fine of almost £2 million on Vanquis Bank for...

David McCarthy, Arun Srivastava, Mark Simpson.