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What Does 2020 Hold? Key Upcoming Developments and Enforcement Trends

United Kingdom, European Union - January 13 2020 As 2020 comes into view, what can we expect to be at the top of regulators’ agendas? Key themes that are new from last year are ESG and an increased...

Guy Stevenson, Richard Powell, Iolie Calochristos, Sue McLean, David Halliday, Julian Hui, Caitlin McErlane, Matthew Dening, Shaneil Shah, Steve Holmes, Mark Simpson.

UK Financial Services Regulators Take Action for Tax Misconduct

United Kingdom - December 2 2019 On 18 November 2019, the UK’s prudential and conduct financial regulators, in a joint investigation, decided to impose a ban and fine of over £150...

Richard Powell, Mark Simpson.

Global Financial Services Regulatory Guide

Global - November 13 2019 The financial services industry is undergoing sweeping changes driven by regulatory developments and continued consolidation in the sector. The lines...

Linh Chi Dang, Sue Wan Wong, Darryl Bernstein, Erwandi Hendarta, Mazen Boustany, Karim Nassar, Robert Eastwood, Martin C.W. Tam, Sonia Yung, Francisco Fernández Rostello, Justin C. Liang, Dr. Manuel Lorenz, David Palumbo, Masato Honma, Lorenzo Ruiz de Velasco-Beam, Gabriel Adrián (Gabriel) Gómez Giglio, Benja Supannakul, Ansgar Schott, Libor Basl, Allen W.L. Ng, Yichun (Grace) Li, Charles Magerman, Dr. Yves Mauchle, Jeremy D. Pitts, Jimena Maciel-Alonso, Antoine D.R.M. De Raeve, Karl Egbert, Berk Cin, İlyas Gezer, Timothy Joseph (TJ) M. Mendoza, Kristina R. Navarro, Jennifer Stolp, Ireneusz Stolarski, Antony Rumboll, Caitlin McErlane, Ariane Mae V. Vallada, Mahardikha Sardjana, Johan Kurnia, Nadya Andyrasari Mulya, Matthew Dening, Guido Demarco, Dr. Georg H. Diwok, Ricardo Trejos Robledo, Daniel Botero Vargas, Jan Kolář, Dušan Hlavatý, Cyril Tour, Dr. József Vági, László Hajzer, Eddie Prabowo Dewanda, Amanda Soeyasa Besar, Eugenio Muschio, Alberto M. Fornar, Seishi Ikeda, Sybille Briand, Michelle Pfeffer-Nuñez, Javier Castro, Rafael Picasso, Luis Ernesto Marin, Paweł Wajda, Samar Baharon, Lodewyk Meyer, Bee Leay Teo, Peggy Chiu, Thanaporn Rattanakul, Lisa Douglas, Brian Chia, Max Gutbrod, Andrew Lockhart, Jason See Wei Ng, Bill Fuggle, Komkrit Kietduriyakul, Oanh H. K. Nguyen, Mark Simpson, Laurent Fessmann, Karen H.Y. Man, Stephanie Magnus, Muhsin Keskin, Gavin Raftery, Gaspar Gutierrez-Centeno, Maria Casas López, Carlos Sagaón-Garza, Corinne Schot, Wildu du Plessis, Simon H.P. Morgan, François-Xavier Naime, Alfonso Martinez-Bejarano.

Brexit: European Central Bank Calls on Banks to Step Up No-Deal Preparations

United Kingdom, European Union - August 23 2019 Despite it being the height of the holiday season, central bankers at the ECB found the time to issue a newsletter on 14 August calling on banks...

Richard Powell, Caitlin McErlane, Mark Simpson.

New EU Rules on AML Group-Wide Policies Effective From 3 September 2019

United Kingdom, European Union - June 30 2019 What are the new requirements and when do they apply? The European Commission has published new regulatory technical standards that apply specifically...

Richard Powell, Caitlin McErlane, Mark Simpson.