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The Occupational Retirement Schemes (Amendment) Bill 2019

Hong Kong - April 29 2019 The Occupational Retirement Schemes (Amendment) Bill 2019 (“Amendment Bill”) was published in the Gazette on 4 April 2019. The Amendment Bill...

Sophia Man.

Key Takeaways from the International Swaps & Derivatives Association (ISDA) AGM 2019

USA, Global - April 23 2019 It is now nearly ten years since the adoption of the G-20 Commitments in response to the GFC, which was designed to strengthen over-the-counter (OTC)...

Maria Teresa lentile.

Proposed rules for US banks might take bite out of Volcker Rule

USA - January 11 2019 The last act of the US regulators before the US government shutdown was to propose easing marketing restrictions for bank-affiliated private equity...

Karl Egbert.

CFTC-Registered Investment Managers and Other NFA Members Face New Disclosure Requirements for Virtual Currency Activities

USA - August 17 2018 Beginning 31 October 2018, the National Futures Association (NFA) will require investment managers, future commission merchants (FCMs) and introducing...

Karl Egbert, Matthew Kluchenek.

OCIE issues risk alert identifying frequent fee and expense issues

USA - August 13 2018 On 12 April 2018 the Office of Compliance Inspections and Examinations (the "OCIE") released a Risk Alert outlining the most common advisory fee and...

Karl Egbert, Shusmita Chowdhury, Kristin E. Rice-Gonzalez.