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United States: the SEC’s private fund adviser proposal contemplates major changes for private investment vehicles

USA - March 10 2022 A significant new rulemaking proposal from the U.S. Securities and Exchange Commission (SEC) would fundamentally alter how private investment funds2…

Kennan Castel-Fodor, Peter K.M. Chan, Amy J. Greer, A. Valerie Mirko, Kristin E. Rice-Gonzalez, Zlatomira Simeonova

North America: Holding Foreign Companies Accountable Act - How will it be implemented and what can companies do?

USA - March 2 2021 In the waning months of the Trump administration, the then-president signed a raft of Executive Orders and new legislation that potentially…

Mark Fitterman, Thomas J. Egan, Jr.

Long-awaited Changes to the US Futures Trading Regime Take Effect Soon

USA - February 9 2021 Starting in March, both multinational companies and asset managers that trade US futures and certain other derivatives will face new, but…

Christopher W. Balkos, Kennan Castel-Fodor

International: Long-awaited changes to the US futures trading regime take effect soon

USA - February 9 2021 Starting in March, both multinational companies and asset managers that trade US futures and certain other derivatives will face new, but long-awaited…

Christopher W. Balkos, Kennan Castel-Fodor

How Fund Managers Can Avoid Political Contribution Missteps

USA - January 22 2021 Though the Presidential Elections are over, campaign contributions remain in the news, and fund managers should take precautions to avoid political…

Peter K.M. Chan