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Global Financial Services Regulatory Guide - October 2021

Global - October 6 2021 The financial services industry is undergoing sweeping changes driven by regulatory developments, rapidly advancing technology, ESG concerns and…

Hong Kong: Changes to the competence and training requirements for personnel of financial intermediaries

Hong Kong - September 9 2021 The Securities and Futures Commission (SFC) recently released its Consultation Conclusions ("Conclusions") on Proposed Enhancements to the…

Aaron Dauber, Grace Fung.

Multijurisdiction: Bite-size Briefings - Cryptoasset regulation

Global - August 27 2021 While each jurisdiction follows its own approach taking into account its existing regulatory frameworks and risk appetites for customer protection and…

Yong Sek Cheong, Jennifer Connors, Aaron Dauber, Kimberly Everitt, Samuel G. Kramer, Stephanie Magnus, Kullarat Phongsathaporn, Mark Simpson.

Multijurisdiction: Bite-size Briefings - Environmental, Social and Governance (ESG) regulation

Global - July 27 2021 This edition takes a bite-size look at the different rates of progress of environmental, social and governance (ESG) regulation and voluntary…

Olivier Van den broeke, Yong Sek Cheong, Aaron Dauber, Kimberly Everitt, Amy J. Greer, Akiko Hosokawa, Steffi Illegems, Mr Wataru Inagaki, Jennifer L. Klass, Stephanie Magnus, Caitlin McErlane, Michaël Tiralongo.

Hong Kong: Virtual asset exchange licensing — what is the next phase?

Hong Kong - June 4 2021 The Financial Services and the Treasury Bureau (FSTB) of the Government of the Hong Kong Special Administrative Region recently released its…

Aaron Dauber, Grace Fung.