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United States: The SEC'S proposed climate-related disclosure - Understanding the financial statement metrics

USA - April 21 2022 On March 21, 2022, the U.S. Securities and Exchange Commission (SEC or “Commission”) proposed long-awaited rules (“Proposed Rules”) to enhance and…

Christopher M. Bartoli, Reagan R. Demas, Amy J. Greer, Jeremy Moore, Amit Parekh, Craig A. Roeder

SEC Issues Long-Awaited Climate Disclosure Rule Proposal

USA - March 25 2022 On March 21, 2022, the U.S. Securities and Exchange Commission (SEC or Commission) issued its long-awaited proposed ruleset (Rule Proposal) that, if…

Christopher M. Bartoli, Reagan R. Demas, Amy J. Greer, David P. Hackett, Jeremy Moore, Craig A. Roeder

SEC proposes required cybersecurity disclosures

USA - March 15 2022 On March 9, 2022, the U.S. Securities and Exchange Commission (“SEC”) proposed amendments to its rules on disclosures regarding cybersecurity…

Amy J. Greer, Bernard (Brian) L. Hengesbaugh, Cyrus Vance Jr., Jeremy Moore, Dominic Panakal, Sarah Rodrigue, Harry Valetk

SEC Proposes Broad New Cybersecurity Risk Management Rules for Investment Advisers and Funds

USA - February 11 2022 On February 9, 2022, the Securities and Exchange Commission (SEC or Commission) voted 3-1, with Commissioner Peirce, the lone remaining Republican…

Amy J. Greer, Cyrus Vance Jr., A. Valerie Mirko, Harry Valetk

Division of Examinations Revisits Investment Adviser Fee Calculations

USA - November 18 2021 The SEC Division of Examinations (Exams) recently published a Risk Alert discussing observations on investment adviser fee calculations resulting…