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SWAPS

USA - December 1 2013 SIFMA, ISDA and the Institute of International Bankers (IIB) have filed suit against the CFTC in the D.C. District Court asserting that the CFTC's...

Marisa Ann Martin Lewandowski, Matthew Kluchenek, Michael Sefton.

Enforcement actions

USA - December 1 2013 The CFTC filed a complaint against AlphaMetrix, LLC, a CPO and CTA. The complaint alleges that AlphaMetrix misappropriated funds belonging to...

Marisa Ann Martin Lewandowski, Matthew Kluchenek, Michael Sefton.

Exchanges

USA - December 1 2013 The CME Group issued an Advisory effective November 19, 2013 concerning Rule 534, which prohibits wash trades on the CME, CBOT, NYMEX, COMEX and KCBT...

Marisa Ann Martin Lewandowski, Matthew Kluchenek, Michael Sefton.

CFTC

USA - December 1 2013 On December 10, 2013, five federal agenciesthe Federal Reserve, CFTC, SEC, FDIC and OCC (the "Agencies")issued uniform final...

Marisa Ann Martin Lewandowski, Matthew Kluchenek, Michael Sefton.

NFA

USA - December 1 2013 The CFTC has proposed for comment, CFTC Rule 170.17, which would require all IBs, CTAs and CPOs become members of a registered futures association...

Marisa Ann Martin Lewandowski, Matthew Kluchenek, Michael Sefton.