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Hong Kong: Changes to the competence and training requirements for personnel of financial intermediaries

Hong Kong - September 9 2021 The Securities and Futures Commission (SFC) recently released its Consultation Conclusions ("Conclusions") on Proposed Enhancements to the…

Aaron Dauber, Karen H.Y. Man.

Mandatory Reference Schemes: Curbing the "Rolling of Bad Apples"

Hong Kong - August 13 2021 Regulators around the world are seeking to strengthen governance frameworks to deter and prevent the perpetuation of employee misconduct and to stem…

Zhao Yang Ng, Eunice Tan, Sonia Wong.

Asia Pacific: Mandatory Reference Schemes - Curbing the "Rolling of Bad Apples" (Webinar)

Hong Kong, Singapore - August 13 2021 Regulators around the world are seeking to strengthen governance frameworks to deter and prevent the perpetuation of employee misconduct and…

Zhao Yang Ng, Eunice Tan, Sonia Wong.

Hong Kong: Mandatory Reference Checking Scheme for Banks

Hong Kong - August 5 2021 The Hong Kong Monetary Authority (HKMA) recently released its Consultation Conclusions Paper (“Consultation Conclusions“) on Implementation…

Aaron Dauber, Emma Pugh, Sonia Wong.

Hong Kong: Mandatory Reference Checking Scheme for Banks

Hong Kong - July 26 2021 The Hong Kong Monetary Authority (HKMA) recently released its Consultation Conclusions Paper ("Consultation Conclusions") on Implementation…

Aaron Dauber, Emma Pugh, Sonia Wong.