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Daniel (Dan) L. Goelzer Baker McKenzie

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Supreme Court Decision May Accelerate Whistleblower Reporting to the SEC

USA - March 1 2018 On February 21, in Digital Realty Trust v. Somers, the U.S. Supreme Court issued a unanimous opinion holding that the whistleblower antiretaliation...


Audit Fees Continue to Rise, But More Slowly, For Most SEC Filers

USA - March 1 2018 The Financial Executives Research Foundation (FERF), the research affiliate of Financial Executives International (FEI), has released the results of...


Securities Law Class Actions are Mushrooming, But More Cases are Being Dismissed and the Survivors are Settling for Less

USA - March 1 2018 Cornerstone Research has released two reports on class action litigation under the securities laws. Together, the reports suggest that, while the...


CAQ Adds Another Chapter to its Audit Committee Non-GAAP Guidance

USA - March 1 2018 The Center for Audit Quality (CAQ) has issued guidance for audit committee oversight of non-GAAP financial measures. Since 2015, the SEC has increased...


PCAOB 2016 Inspections Status Report

USA - March 1 2018 The PCAOB inspection status report is unchanged from last month: The PCAOB has released the public portion of the 2016 inspections reports with...