Caitlin McErlane
Baker McKenzie
Articles
Treasury and FCA propose stronger oversight of appointed representatives
United Kingdom - January 9 2022 The FCA has published a consultation (CP21/34) proposing changes to the Appointed Representatives (AR) regime. In parallel, HM Treasury (HMT) has…
UK: FCA makes changes to MiFID II research rules and removes RTS 27 and RTS 28 best execution reporting
European Union, United Kingdom - January 5 2022 On 30 November 2021, the FCA published PS21/20 on reforms to UK MiFID’s conduct and organisational requirements, setting out changes to the research…
EU: Commission delays Sustainable Finance Disclosure Regulation Regulatory Technical Standards implementation to 2023
European Union - January 5 2022 The European Commission has sent a letter to the European Parliament and the Council of the EU announcing a delay to the date of application…
EU: Commission delays SFDR RTS implementation to 2023
European Union - December 8 2021 The European Commission has sent a letter to the European Parliament and the Council of the EU announcing a delay to the date of application…
UK: FCA makes changes to MiFID II research rules and removes RTS 27 and RTS 28 best execution reporting
European Union, United Kingdom - December 8 2021 On 30 November 2021, the FCA published PS21/20 on reforms to UK MiFID's conduct and organisational requirements, setting out changes to the…
