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United Kingdom: ESG Regulatory Update - Code of Conduct for ESG data and ratings providers

European Union, United Kingdom - December 1 2022 The proposed Code originates in the FCA's Feedback Statement (FS22/4), published following its consultation on climate-related disclosures by…

Shaneil Shah

Financial Institutions and Fintechs: The UK Regulatory Top Ten Watch List for 2022

European Union, Global, United Kingdom - January 21 2022 As we finally emerge from the shadow of the pandemic in 2022 (albeit more slowly than hoped), regulators and policymakers have left emergency…

Philip Annett, Kimberly Everitt, Rosanne Hooper, Julian Hui, Shaneil Shah, Mark Simpson, Ben Thatcher, Sarah Williams

Treasury and FCA propose stronger oversight of appointed representatives

United Kingdom - January 9 2022 The FCA has published a consultation (CP21/34) proposing changes to the Appointed Representatives (AR) regime. In parallel, HM Treasury (HMT) has…

Kimberly Everitt, Mark Simpson

UK: FCA makes changes to MiFID II research rules and removes RTS 27 and RTS 28 best execution reporting

European Union, United Kingdom - January 5 2022 On 30 November 2021, the FCA published PS21/20 on reforms to UK MiFID’s conduct and organisational requirements, setting out changes to the research…

Kimberly Everitt

EU: Commission delays Sustainable Finance Disclosure Regulation Regulatory Technical Standards implementation to 2023

European Union - January 5 2022 The European Commission has sent a letter to the European Parliament and the Council of the EU announcing a delay to the date of application…

Kimberly Everitt, Shaneil Shah