Tracy L. Hooey
Fasken
Articles
OSC LaunchPad - Annual Summary Report
Canada - September 18 2018 The Ontario Securities Commission released on August 23, 2018 (Staff Notice). The Staff Notice included, at Part 1.3, a review of the recent...
OSC Staff Notice Comments on Fund Manager Oversight of Related Party Service Providers
Canada - August 29 2018 The Ontario Securities Commission released on August 23, 2018 (OSC Staff Notice). In the OSC Staff Notice, OSC staff identified that some investment...
MFDA Continuing Education Proposed Rules and Policy
Canada - August 10 2018 On March 26, 2018, the Mutual Fund Dealers Association (MFDA) published proposed MFDA Rules 1.2 Definitions and 1.26 Continuing Education...
BCSC Seeks Feedback on Fintech Regulation
Canada - March 29 2018 The British Columbia Securities Commission (BCSC) published on February 14, 2018. The Notice follows from a series of consultations (both in person...
Canadian Securities Administrators Issue Guidance Regarding Cryptocurrency Offerings
Canada - August 30 2017 On August 24, 2017, the staff of the Canadian Securities Administrators other than Saskatchewan (CSA) published CSA Staff Notice 46-307 Cryptocurrency...
