Tracy L. Hooey
Fasken
Articles
Private equity fundraising in Canada
Canada - August 13 2020 After the historical heights that fundraising activity in Canada reached in 2017,3 the Canadian private equity market experienced...
CSA Final Amendments and OSC Proposed Rule Regarding the Prohibition againstRestriction on the Use of Deferred Sales Charges for Prospectus Qualified Mutual Funds
Canada - March 2 2020 On February 20, 2020, the Canadian Securities Administrators (the CSA), other than the Ontario Securities Commission (the OSC) (the Participating...
The Results Are In: CSA Review of Gender Diversity and Term Limit Disclosure
Canada - October 16 2019 On October 2, 2019, securities regulatory authorities in Alberta, Manitoba, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan published...
OSC LaunchPad - Annual Summary Report
Canada - September 18 2018 The Ontario Securities Commission released on August 23, 2018 (Staff Notice). The Staff Notice included, at Part 1.3, a review of the recent...
OSC Staff Notice Comments on Fund Manager Oversight of Related Party Service Providers
Canada - August 29 2018 The Ontario Securities Commission released on August 23, 2018 (OSC Staff Notice). In the OSC Staff Notice, OSC staff identified that some investment...
