Tracy L. Hooey



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Private equity fundraising in Canada

Canada - August 13 2020 After the historical heights that fundraising activity in Canada reached in 2017,3 the Canadian private equity market experienced...

Anabel Quessy, Ryan Rabinovitch, Jonathan Halwagi.

CSA Final Amendments and OSC Proposed Rule Regarding the Prohibition againstRestriction on the Use of Deferred Sales Charges for Prospectus Qualified Mutual Funds

Canada - March 2 2020 On February 20, 2020, the Canadian Securities Administrators (the CSA), other than the Ontario Securities Commission (the OSC) (the Participating...

Émilie Marceau, Gilles Leclerc, François Brais.

The Results Are In: CSA Review of Gender Diversity and Term Limit Disclosure

Canada - October 16 2019 On October 2, 2019, securities regulatory authorities in Alberta, Manitoba, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan published...

Gurinder Gujral.

OSC LaunchPad - Annual Summary Report

Canada - September 18 2018 The Ontario Securities Commission released on August 23, 2018 (Staff Notice). The Staff Notice included, at Part 1.3, a review of the recent...

OSC Staff Notice Comments on Fund Manager Oversight of Related Party Service Providers

Canada - August 29 2018 The Ontario Securities Commission released on August 23, 2018 (OSC Staff Notice). In the OSC Staff Notice, OSC staff identified that some investment...