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ASIC’s first report into the new reportable situations regime

Australia - November 7 2022 ASIC has recently released its first publication setting out insights into the effectiveness of reporting and the performance of licensees under the…

Michael Chaaya, Felicity Healy, Fadi C. Khoury, Steven Rice

Insights from ASIC surveillance of managed funds

Australia - September 21 2022 Managed fund issuers are under the watchful eye of ASIC. As a result of the regulator’s ongoing surveillance, the marketing collateral of 18 funds is…

Fadi C. Khoury

Key takeaways from the Quality of Advice Review Consultation Paper

Australia - September 16 2022 On 29 August 2022, Treasury released a consultation paper for the ‘Quality of Advice Review’ (Review) (Consultation Paper). The Consultation Paper is…

Steven Rice

APRA consults on proposed new operational risk prudential standard

Australia - August 24 2022 On 28 July 2022, APRA released a consultation package on a new prudential standard for the management of operational risk in the banking, insurance…

Steven Rice